Mary Rose Capones Videna

Ubs Financial Services Inc.

CRD 5141623

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2021-07-01

NJ RA
APPROVED

Since 2021-07-01

Branch Locations

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Bayonne, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
N/A	Bayonne	NJ	05/2013	02/2019
Foresters Investor Services	Edison	NJ	03/2019	05/2020
N/A	Bayonne	NJ	06/2020	10/2020
Ubs Financial	Weehawken	NJ	11/2020	Present

05/2013 → 02/2019

N/A

Bayonne, NJ
03/2019 → 05/2020

Foresters Investor Services

Edison, NJ
06/2020 → 10/2020

N/A

Bayonne, NJ
11/2020 → Present

Ubs Financial

Weehawken, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-11-06
S63	Uniform Securities Agent State Law Examination	2006-10-03

S66 Uniform Combined State Law Examination

2020-11-06
S63 Uniform Securities Agent State Law Examination

2006-10-03

Other Names

Mary Videna
Mary Capones
Mary Rose Capones
Mary Rose Videna

View on SEC IAPD

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