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1155 Avenue Of The Americas 17Th Floor, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-08 |
| CT | RA | APPROVED | 2025-07-08 |
| TX | RA | APPROVED | 2025-07-08 |
Branch Locations
235 Montgomery Street, Suite 1060, San Francisco, CA 94104 • United States
1155 Avenue Of The Americas, 17Th Floor, New York, NY 10036
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clsa Americas, Llc | New York | NY | 02/2025 | Present |
| Credit Suisse Taiwan | Taiwan | 02/2011 | 06/2019 | |
| Ubs Group | Taipei City | 07/2019 | 02/2024 | |
| Unemployed | Taipei | 03/2024 | 01/2025 |
Thompson held less than 1% ownership in a skincare company called Allies of Skin, which is not investment-related. First affiliated on: 10/15/24.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-30 |
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