Christopher Mathew Vollmer

LPl Enterprise, LLC

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Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APP_PEND_IARCE	2026-01-01

MD RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

1657 Crofton Blvd Suite 200, Crofton, MD 21114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors Llc	New York	NY	06/2015	06/2020
Equitable Advisors, Llc	New York	NY	06/2015	08/2021
Prudential Insurance Company Of America	Bethesda	MD	08/2021	Present
Pruco Securities, Llc.	Bethesda	MD	08/2021	11/2024
Lpl Enterprise, Llc	North Bethesda	MD	11/2024	Present

06/2015 → 06/2020

Axa Advisors Llc

New York, NY
06/2015 → 08/2021

Equitable Advisors, Llc

New York, NY
08/2021 → Present

Prudential Insurance Company Of America

Bethesda, MD
08/2021 → 11/2024

Pruco Securities, Llc.

Bethesda, MD
11/2024 → Present

Lpl Enterprise, Llc

North Bethesda, MD

Previous Registrations

2021-08-11 → 2024-11-14

Pruco Securities, Llc.

North Bethesda, MD
2015-08-03 → 2021-08-16

Equitable Advisors, Llc

Columbia, MD

Rockville, MD

Columbia, MD

Rockville, MD
2009-06-01 → 2015-04-30

Morgan Stanley

Bethesda, MD

Rockville, MD
2007-05-30 → 2009-06-01

Citigroup Global Markets Inc.

Gaithersburg, MD

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-05-15

S66 Uniform Combined State Law Examination

2007-05-15

Other Names

Christopher M Vollmer

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

JEFFREY SCOTT OLSEN

Steven Parker Russell

Catherine M Russell

Angela K Miller

Penny Mayhew Smith

BROOKE ALLISON SMITH

ANTHONY CHARLES JOHNSON

WILLIAM DAVID COMPERE

Other Offices

OPR INVESTMENT SERVICES, LLC · CROFTON, MD

EDWARD JONES · CROFTON, MD

PFS INVESTMENTS INC. · CROFTON, MD

PFS INVESTMENTS INC. · CROFTON, MD

PFS INVESTMENTS INC. · CROFTON, MD

PFS INVESTMENTS INC. · CROFTON, MD

GREAT VALLEY ADVISOR GROUP, LLC · Crofton, MD

OSAIC WEALTH, INC. · Crofton, MD

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