Christopher Mathew Vollmer

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 06/2020
  Axa Advisors Llc
  New York, NY
• 06/2015 → 08/2021
  Equitable Advisors, Llc
  New York, NY
• 08/2021 → Present
  Prudential Insurance Company Of America
  Bethesda, MD
• 08/2021 → 11/2024
  Pruco Securities, Llc.
  Bethesda, MD
• 11/2024 → Present
  Lpl Enterprise, Llc
  North Bethesda, MD

Previous Registrations

• 2021-08-11 → 2024-11-14
  Pruco Securities, Llc.
  North Bethesda, MD
• 2015-08-03 → 2021-08-16
  Equitable Advisors, Llc
  Columbia, MD
  Rockville, MD
  Columbia, MD
  Rockville, MD
• 2009-06-01 → 2015-04-30
  Morgan Stanley
  Bethesda, MD
  Rockville, MD
• 2007-05-30 → 2009-06-01
  Citigroup Global Markets Inc.
  Gaithersburg, MD

Exams

• S66 Uniform Combined State Law Examination
  2007-05-15

Other Names

• Christopher M Vollmer