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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-29 |
Branch Locations
600 Travis St Floor 09, Houston, TX 77002 • United States
Sugar Land, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na | Houston | TX | 01/2023 | Present |
| Jpmorgan Securities Llc | Houston | TX | 01/2023 | Present |
| Enc. Ventures, Inc. | Sugar Land | TX | 03/2018 | Present |
| Connected Solar | Houston | TX | 03/2022 | 08/2022 |
| Texas Solar Outfitters, Llc | Houston | TX | 07/2021 | 03/2022 |
| Kilowatt Solar, Inc | Houston | TX | 07/2020 | 07/2021 |
| Kw Solar, Llc | Houston | TX | 06/2018 | 06/2020 |
| Dong Sheng Minerals (Usa), Inc. | Houston | TX | 03/2013 | 11/2019 |
| Tesla | Houston | TX | 02/2017 | 06/2018 |
| Self Employed (Ranch Manager) | Angleton | TX | 01/2012 | 02/2019 |
Entity Name: enc. Ventures, Inc. Investment related: No Address: Sugar Land, TX 77479 Nature of the other business: Design Consultancy Position/Title/Relationship: Owner/Partner Start Date: 03/21/2018 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Primarily concerned with design consultancy of solar power/battery storage/ev charging systems. I am the registered agent, chairman, CEO, President & Co-Director. Role has no relation to my role at JPMC and there is no connection to JPMC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-10 |
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