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75 Park Plaza, Boston, MA 02116 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-05-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Up Capital Management | Roseville | CA | 04/2012 | 03/2023 |
| Ameriprise Financial Services, Llc | Wellesley | MA | 03/2023 | 12/2024 |
| Twinfocus | Boston | MA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-10-31 |
| S65 | Uniform Investment Adviser Law Examination | 2019-05-20 |
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