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Brian Doyle Hessong

Thrivent Investment Management Inc.

Seymour, IN

CRD 5110685

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2023-01-06
  • IN RA
    APPROVED
    Since 2023-01-06

Branch Locations

Seymour, IN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Fort Wayne IN 03/2006 02/2021
Thrivent Financial For Lutherans Appleton WI 03/2006 02/2021
Unemployed Seymour IN 02/2021 01/2023
Thrivent Investment Management Inc. Seymour IN 01/2023 Present
Thrivent Financial Appleton WI 01/2023 Present
Previous Registrations
Other Businesses

HORSELICK CREEK APIARY POSITION: Owner NATURE: Apiary for sale of honey, queens and bees. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 150 START DATE: 03/01/2021 ADDRESS: 190 S CR 475 E, Seymour IN 47274, United States DESCRIPTION: Run all aspects of the business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-19
  • S66 Uniform Combined State Law Examination
    2006-04-19

View on SEC IAPD

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