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David A Lopez

Morgan Stanley

Gilbert, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-29
TX RA APPROVED 2026-07-29
  • AZ RA
    APPROVED
    Since 2026-07-29
  • TX RA
    APPROVED
    Since 2026-07-29

Branch Locations

400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 12/2011 06/2026
Bank Of America, N.A. Chandler AZ 02/2012 06/2026
Morgan Stanley Gilbert AZ 07/2026 Present
Previous Registrations
  • 2012-01-06 → 2026-06-10
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
    Gilbert, AZ
    Chandler, AZ
    Chandler, AZ
    Chandler, AZ
    Chandler, AZ
    Riverside, RI
    New York, NY
  • 2010-06-24 → 2011-12-15
    Chase Investment Services Corp.
    Phoenix, AZ
    Phoenix, AZ
    Phoenix, AZ
  • 2007-07-03 → 2009-04-14
    Chase Investment Services Corp.
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
    Tucson, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-27
  • S66 Uniform Combined State Law Examination
    2006-04-27
Other Names
  • David Adrian Lopez

View on SEC IAPD

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Other Investors

DAVID BRUCE WATTS
MATTHEW CHAD WILLETT
Kimball E Gwilliam
Benjamin Cooper
DANIEL BRADFORD GWILLIAM
JEFFREY STEPHEN WATTS
JONATHAN MARK VEST
JEFFREY ALLEN FRYER

Other Offices

WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
CETERA INVESTMENT ADVISERS LLC · GILBERT, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Gilbert, AZ
EDWARD JONES · GILBERT, AZ
MONEY CONCEPTS CAPITAL CORP · GILBERT, AZ
BRIGHTGUIDE FINANCIAL · GILBERT, AZ
KINGSLEY WEALTH PARTNERS, INC. · GILBERT, AZ

More in Gilbert, AZ

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