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Barry William Stoey

Principal Securities, Inc.

Charlotte, NC

Royal Oak, MI

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2013-04-19
  • MI RA
    APPROVED
    Since 2013-04-19

Branch Locations

401 Mccullough Dr Ste 200, Charlotte, NC 28262 • United States

Royal Oak, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Royal Oak MI 02/2013 Present
Principal Securities, Inc. Royal Oak MI 04/2013 Present
Previous Registrations
  • 2007-11-07 → 2013-03-15
    Cantella & Co., Inc.
    Bloomfield Hills, MI
    Bloomfield Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-29
  • S66 Uniform Combined State Law Examination
    2006-06-29

View on SEC IAPD

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