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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2026-07-17 |
Branch Locations
210 South Main St, Greenville, SC 29601-2832 • United States
Greenville, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mill Town Players | Pelzer | SC | 09/2017 | 10/2018 |
| Unemployed | Greenville | SC | 03/2017 | 09/2017 |
| Parallel Financial/Fiduciary Alliance | Greenville | SC | 11/2018 | 06/2021 |
| Axia Wealth Advisors/Raymond James | Greenville | SC | 08/2024 | 06/2026 |
| The Ps Group/Consoliated Planning | Greenville | SC | 06/2016 | 03/2017 |
| Flying Rabbit Adventures | Greenville | SC | 05/2021 | 02/2022 |
| Tilly, Inc. | Raleigh | SC | 11/2021 | 08/2024 |
| Fidelity Investments | Greenville | SC | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-12-17 |
| S66 | Uniform Combined State Law Examination | 2006-06-20 |
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