Best Investors
Account
Sign in
Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2018-03-29 |
Branch Locations
1670 Broadway, Suite 3300 Denver Regional, Denver, CO 80202-5602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 07/2006 | Present |
| Tiaa | Denver | CO | 07/2006 | Present |
(1) FRED CLAGUE POSITION: Care Provider NATURE: Providing care to my elderly father INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 03/08/2018 ADDRESS: 3701 Doral Drive, Longmont CO 80503, United States DESCRIPTION: Care Provider (2) SELLING MERCHANDISE ONLINE POSITION: Owner NATURE: Selling household items on eBay INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/21/2020 ADDRESS: Home Address, Longmont CO 80503, United States DESCRIPTION: I would like to establish a store on eBay to sell household items (3) RENT TIMESHARE POSITION: SST - Service Support Consultant within IAC NATURE: Renting of my timeshare property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/20/2021 ADDRESS: Home Address, Longmont CO 80503, United States DESCRIPTION: Renting of my timeshare property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-25 |
Reach out to this advisor