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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-13 |
Branch Locations
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-13 |
Branch Locations
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 10/2009 | 07/2026 |
| Rockefeller Financial Llc | Dallas | TX | 07/2026 | Present |
| Rockefeller Capital Management | Dallas | TX | 07/2026 | Present |
I*426862Entity For ProfitName of OBA: BJ CyprianAddress: Dallas, Texas,75235 Investment Related: NoPosition, Title, Association: OwnerEmployee Start Date: 01/01/2018No Hours: 40No Hours during trading: 0Duties: Fiction author. Initially self-published, possibly represented in the future. Uber - Dallas, TX 75235 - Driver - Contractor - 2/1/2025. 20 hours - No Hours during trading - Driver I*2180269, Entity Type: For Profit, Publicly Traded, Name of OBA: Uber Eats, Address: Hurst, Texas, 76053, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 02/01/2025, No Hours: 24 Weekly, No Hours during Trading: 0 Weekly, Duties: Delivery driver
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-11-09 |
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