Danny L Thornsberry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2019-07-31
OH	RA	APPROVED	2013-05-16

FL RA
APPROVED

Since 2019-07-31
OH RA
APPROVED

Since 2013-05-16

Branch Locations

Largo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Belleair Beach	FL	05/2013	Present

05/2013 → Present

Lpl Financial Llc

Belleair Beach, FL

Previous Registrations

2008-10-31 → 2013-05-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH
2006-10-31 → 2008-10-13

New England Securities

Dublin, OH

Other Businesses

1. 08/01/2013 - Dan Thornsberry Capital Advisors LLC - INV REL - Business Entity For Tax/Investment Purposes Only 2. 03/20/2019 - No business name - Investment related - At reported business location(s) - Non-Variable Insurance - start date:03/01/2019 - 8 hrs/mo - 0 hrs during trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-06-17
S63	Uniform Securities Agent State Law Examination	2008-11-12

S65 Uniform Investment Adviser Law Examination

2009-06-17
S63 Uniform Securities Agent State Law Examination

2008-11-12

Other Names

Dan Thornsberry
Dan L Thornsberry

View on SEC IAPD