Best Investors
Account
Sign in
Best Investors
Account
Sign in
Putnam Investment Management, LLC CRD 106629
$117B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Federal St, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2009-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Investment Management | Boston | MA | 11/2005 | Present |
| Franklin Distributors, Llc | Duxbury | MA | 07/2024 | Present |
| Putman Retail Management | Boston | MA | 11/2005 | 07/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 2007-12-20 |
Reach out to this advisor