Kathryn J Jay

Employer firm

Spartan Wealth Management CRD 331719

$1.48B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  St. Charles, IL
• 10/2009 → 03/2020
  Ameriprise Financial Services, Inc.
  Farmington Hills, MI
• 03/2020 → 05/2026
  Ameriprise Financial Services, Llc
  Troy, MI
• 05/2026 → Present
  Lpl Financial Llc
  Bingham Farms, MI
• 05/2026 → Present
  Spartan Wealth Management
  Bingham Farms, MI

Previous Registrations

• 2009-10-05 → 2026-05-26
  Ameriprise Financial Services, Llc
  St Charles, IL
  Farmington Hills, MI
  Bloomfield Hills, MI
  Troy, MI
  Farmington Hills, MI
  Farmington Hills, MI
• 2009-06-18 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  St. Charles, IL
• 2008-01-01 → 2009-05-01
  Wells Fargo Clearing Services, Llc
  St. Charles, IL
• 2007-06-26 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Charles, IL
  St. Louis, MO

Other Businesses

1. 5/2026 - Spartan Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - 160 Hour(s)/Month - 140 Hour(s) During Trading - At Reported business location(s) - OBA Start date: 5/8/2026

Exams

• S66 Uniform Combined State Law Examination
  2007-06-25

Other Names

• Katie Lentz
• Kathryn Jay
• Kathryn Jane Lentz
• Katie Jay
• Kathryn Jane Jay