Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-26 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | St. Louis | MO | 10/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | St. Louis | MO | 11/2016 | 10/2023 |
| Jpmorgan Chase Bank, Na | Houston | TX | 10/2023 | Present |
| Jpmorgan Securities Llc | Houston | TX | 10/2023 | Present |
| Wells Fargo Clearing Services | St. Louis | MO | 01/2000 | 10/2023 |
Entity Name: Notary Public Investment related: No Address: Private Residence Nature of the other business: Notary Position/Title/Relationship: Employee/Contractor Start Date: 03/14/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Notary Public for friends and family; at no cost to them. This function is done outside of my role at JPM.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 2011-12-24 |
Reach out to this advisor