Heather Dawn Mazander

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-07-14

Branch Locations

Foster City, CA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley & Co, Incorporated	Little Rock	AR	03/2008	02/2018
Morgan Stanley	Little Rock	AR	06/2009	02/2018
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	02/2018
Cetera Investment Services Llc	St. Cloud	MN	02/2018	08/2019
Cetera Investment Advisers Llc	Little Rock	AR	02/2018	08/2019
Regions Bank	Little Rock	AR	02/2018	08/2019
Valic Financial Advisors, Inc.	St.LOuis	MO	09/2019	05/2026
Agia	Houston	TX	12/2022	05/2026
Creative Planning, Llc	Overland Park	KS	06/2026	Present

03/2008 → 02/2018

Morgan Stanley & Co, Incorporated

Little Rock, AR
06/2009 → 02/2018

Morgan Stanley

Little Rock, AR
01/2015 → 02/2018

Morgan Stanley Private Bank, National Association

New York, NY
02/2018 → 08/2019

Cetera Investment Services Llc

St. Cloud, MN
02/2018 → 08/2019

Cetera Investment Advisers Llc

Little Rock, AR
02/2018 → 08/2019

Regions Bank

Little Rock, AR
09/2019 → 05/2026

Valic Financial Advisors, Inc.

St.LOuis, MO
12/2022 → 05/2026

Agia

Houston, TX
06/2026 → Present

Creative Planning, Llc

Overland Park, KS

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-11-21
S63	Uniform Securities Agent State Law Examination	2005-11-18

Other Firms