Kerry Earl Castonguay

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 12/2022
  Cantella & Co., Inc.
  Boston, MA
• 12/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 02/2014 → 06/2023
  Cantella & Co., Inc.
  Malden, MA

Previous Registrations

• 2014-03-10 → 2023-06-01
  Cantella & Co., Inc.
  Malden, MA
  Boston, MA
  Malden, MA
  Leominster, MA
  Malden, MA
• 2008-01-29 → 2014-03-06
  Lpl Financial Llc
  Marlborough, MA
  Westborough, MA
  Leominster, MA
  Fort Mill, SC
  Leominster, MA

Other Businesses

1) KERRY CASTONGUAY, 90 WASHINGTON ST LEOMINSTER MA, 11/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 4 HR/MO 2 HR/MO TRADING 2) ALBAN KERRY MUSIC, 90 WASHINGTON ST LEOMINSTER MA, 11/2022, OWNER, RECORDING STUDIO, NIR, 16 HR/MO 0 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD IA, 12/2022, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 4) KERRY CASTONGUAY, LEOMINSTER MA 01453, 11/2022, Author/Educator/Podcast/Speaker, NIR, 4 HR/MO 0 HR/MO TRADING 5) AXIOM WEALTH PARTNERS, 90 WASHINGTON STREET LEOMINSTER MA, 06/2024, IAR, DBA, INV REL, 120 HR/MO 120 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2005-08-10