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John Frank Rosellini

Capital Client Group, Inc.

Wilmette, IL

Los Angeles, CA

CRD 4978090

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Employer firm

Capital Client Group, Inc. CRD 6247

Reported services (Item 5G)

  • RECOMMENDING AFFILIATE AS INVESTMENT ADVISER OF SMA ASSETS

From the firm’s Form ADV. Read the guides:

Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-27
IL RA APPROVED 2026-07-27
  • CA RA
    APPROVED
    Since 2026-07-27
  • IL RA
    APPROVED
    Since 2026-07-27

Branch Locations

Wilmette, IL • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pgim Investments, Llc/Prudential Inv. Mgmt. Svcs. Llc Wilmette IL 08/2011 06/2026
Capital Group / Capital Client Group, Inc. Los Angeles CA 07/2026 Present
  • 08/2011 → 06/2026
    Pgim Investments, Llc/Prudential Inv. Mgmt. Svcs. Llc
    Wilmette, IL
  • 07/2026 → Present
    Capital Group / Capital Client Group, Inc.
    Los Angeles , CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-26
  • S66 Uniform Combined State Law Examination
    2007-09-26
Other Names
  • John Frank Rosellini
  • John F Rosellini
  • John Frank Rosellini

View on SEC IAPD

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