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35 W 35Th Street Fifth Floor, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-03-13 |
Branch Locations
35 W 35Th Street Fifth Floor, New York, NY 10001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kcg Americas Llc | Jersey City | NJ | 07/2012 | 02/2017 |
| N/A | Fair Lawn | NJ | 02/2017 | 08/2017 |
| Fiof Technology Usa Llc | New York | NY | 10/2017 | 01/2018 |
| Fiof Technology Usa Llc | New York | NY | 01/2018 | 03/2019 |
| Exos Securities Llc | New York | NY | 03/2019 | Present |
| Exos Asset Management Llc | New York | NY | 03/2020 | Present |
Head of Trading Strategies, Exos Capital LLC, invest related, NY, 2018, invests and trading business, 10 hrs /per month - 10 during trading hrs; Portfolio Manager, Exos Asset Management LLC, invest related, NY, 2020 asset mgmt business; 80 hrs/mo - 4 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-09 |
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