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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-09-26
  • SC RA
    APPROVED
    Since 2016-09-26

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 09/2009 Present
Previous Registrations
  • 2005-12-10 → 2009-01-23
    Banc Of America Investment Services, Inc.
    Charlotte, NC
Other Businesses

1. 3/27/2018 - Ledger Keepers - Investment Related - Home Based - Tax Prep/Accounting/CPA - Started 02/22/2018 - 20 Hours Per Month During Securities Trading - Offer freelance bookkeeping services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-03
  • S66 Uniform Combined State Law Examination
    2005-05-03
Other Names
  • Andrea Bostic
  • Andrea M Bostic

View on SEC IAPD

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