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Jeffrey Stephen Dickin

John Hancock Investment Management LLC

Parker, CO

Boston, MA

CRD 4903007

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Employer firm

John Hancock Investment Management LLC CRD 105790

$212B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-29
MA RA APPROVED 2018-11-08
  • CO RA
    APPROVED
    Since 2025-01-29
  • MA RA
    APPROVED
    Since 2018-11-08

Branch Locations

Parker, CO • United States

200 Berkeley St., Boston, MA 02116-5022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer Funds Centennial CO 01/2005 08/2016
John Hancock Boston MA 08/2016 Present
John Hancock Funds Boston MA 08/2016 Present
John Hancock Advisers, Llc Boston MA 11/2018 Present
  • 01/2005 → 08/2016
    Oppenheimer Funds
    Centennial, CO
  • 08/2016 → Present
    John Hancock
    Boston, MA
  • 08/2016 → Present
    John Hancock Funds
    Boston, MA
  • 11/2018 → Present
    John Hancock Advisers, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-21
S63 Uniform Securities Agent State Law Examination 2006-03-30
  • S66 Uniform Combined State Law Examination
    2017-09-21
  • S63 Uniform Securities Agent State Law Examination
    2006-03-30

View on SEC IAPD

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