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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-09-18
  • TX RA
    APPROVED
    Since 2018-09-18

Branch Locations

2 N Tamiami Trl, Floor 01, Sarasota, FL 34236 • United States

7206 Manatee Ave W Floor 01, Bradenton, FL 34209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Houston TX 05/2018 Present
Chase Bank Austin TX 09/2009 05/2018
Jpmorgan Chase Bank, N.A. Houston TX 11/2003 Present
  • 05/2018 → Present
    Houston, TX
  • 09/2009 → 05/2018
    Chase Bank
    Austin, TX
  • 11/2003 → Present
    Jpmorgan Chase Bank, N.A.
    Houston, TX
Other Businesses

ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 12/1/2010 ADDRESS: 9631 Littleton, CO DETAILS: 9631 LITTLETON, CO. INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 5 HOURS DURING TRADING: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-11
  • S66 Uniform Combined State Law Examination
    2018-09-11
Other Names
  • William David Warth
  • Dave Warth
  • William D Warth

View on SEC IAPD

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