Cindy Ellen Farber

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2009-10-13

FL RA
APPROVED

Since 2009-10-13

Branch Locations

801 Laurel Oak Drive Suite 201, Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Naples	FL	11/2013	Present

11/2013 → Present

Ubs Financial Services Inc

Naples, FL

Previous Registrations

2006-07-28 → 2009-04-01

Citigroup Global Markets Inc.

Boca Raton, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-28

S66 Uniform Combined State Law Examination

2006-06-28

Other Names

Cindy Ellen Meisu
Cindy Ellen Fablano
Cindy Ellen Fabiano
Cindy E Fabiano

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

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