Michael R Watson

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2017-03-25

NC RA
APPROVED

Since 2017-03-25

Branch Locations

Hickory, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metropolitan Life Ins Co	Shelby	NC	10/2004	07/2016
Metlife Securities Inc	Shelby	NC	10/2004	03/2017
Mml Investors Services, Llc	Hickory	NC	03/2017	Present
Massmutual Life Insurance Co	Hickory	NC	07/2016	Present

10/2004 → 07/2016

Metropolitan Life Ins Co

Shelby, NC
10/2004 → 03/2017

Metlife Securities Inc

Shelby, NC
03/2017 → Present

Mml Investors Services, Llc

Hickory, NC
07/2016 → Present

Massmutual Life Insurance Co

Hickory, NC

Previous Registrations

2011-01-04 → 2017-03-25

Msi Financial Services, Inc.

Shelby, NC

Shelby, NC

Hickory, NC

Other Businesses

NAME: MICHAEL WATSON INV REL: Y ADDR: 231 4TH ST SW, STE 98, HICKORY, NC 28601 NATURE: INDIVIDUAL LIFE, DISABILITY INCOME, LTC, ANNUITIES POSITION: SALES START: 2004 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-11-20
S63	Uniform Securities Agent State Law Examination	2004-11-19

S66 Uniform Combined State Law Examination

2010-11-20
S63 Uniform Securities Agent State Law Examination

2004-11-19

Other Names

Michael Watson

View on SEC IAPD