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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-25
TX RA APPROVED 2023-07-24
  • FL RA
    APPROVED
    Since 2023-07-25
  • TX RA
    APPROVED
    Since 2023-07-24

Branch Locations

4600 Touchton Rd E Ste 110, Jacksonville, FL 32246 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Jacksonville FL 03/2016 11/2016
Wells Fargo Clearing Services, Llc Jacksonville FL 11/2016 07/2023
Wells Fargo Advisors Financial Network, Llc Jacksonville FL 07/2023 Present
Previous Registrations
Other Businesses

GRYPHON WEALTH, LLC; INV RELATED; JACKSONVILLE,FL; INVESTMENT MANAGEMENT ADVICE ; TRADER AND INVESTMENT ANALYST; START DATE: 12/30/2025; 200 HRS PER MONTH; 200 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-02
S63 Uniform Securities Agent State Law Examination 2010-02-13
  • S66 Uniform Combined State Law Examination
    2012-06-02
  • S63 Uniform Securities Agent State Law Examination
    2010-02-13
Other Names
  • Bhagwati Vrajlal Karia
  • Bhagwati Mitesh Sangani

View on SEC IAPD

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