Lance Robert Lively

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2004 → 12/2023
  Edward Jones
  St Louis, MO
• 12/2023 → Present
  Ameriprise Financial Services, Llc
  Sand Springs, OK

Previous Registrations

• 2007-02-12 → 2023-12-04
  Edward Jones
  Broken Arrow, OK
  Sapulpa, OK
  Sapulpa, OK
  Broken Arrow, OK

Other Businesses

Real Estate Ownership; Single Family; 8000 Arizona Grand Parkway, Ste 302 & 303, Phoenix, AZ, 85044; Not Investment-Related; 06/01/2015. Business Ownership; Lively Ventures, LLC; Owner; Real Estate; 348 E 2nd St , , Sand Springs, OK, 74063; Investment-Related; 02/23/2016; 1 to 9 hours per month; 0 during trading hours / LFG Group, LLC; Owner; Manage Ameriprise Business; 3131 E 26th Pl, , Tulsa, OK, 74114; Investment-Related; 04/10/2024; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Oklahoma State University -Tulsa; Trustee; 700 N Greenwood Ave, , Tulsa, OK, 74106; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours / Green Country Federal Credit Union Board of Directors; Vice Chair; 202 E Morrow Road, , Sand Springs, OK, 74063; Investment-Related; 05/06/2019; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-24
• S63 Uniform Securities Agent State Law Examination
  2004-10-28

Other Names

• Lance R Lively
• Lance Lively