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Paul A Veiga

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New Haven, CT

Paramus, NJ

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-08
CT RA APPROVED 2009-10-23
  • IL RA
    APPROVED
    Since 2025-01-08
  • CT RA
    APPROVED
    Since 2009-10-23

Branch Locations

157 Church St, New Haven, CT 06510 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Hartford CT 10/2004 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 10/2009 Present
Previous Registrations
  • 2005-06-21 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Hartford, CT
    Hartford, CT
    Hartford, CT
    Hartford, CT
    Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-06-20
  • S66 Uniform Combined State Law Examination
    2005-06-20
Other Names
  • Paul Veiga

View on SEC IAPD

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