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498 E. State Highway 121, Lewisville, TX 75057 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2005-01-14 |
Branch Locations
498 E. State Highway 121, Lewisville, TX 75057 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Services Inc. | Plano | TX | 04/1995 | Present |
| National Indoor Rv Centers, Llc | Plano | TX | 01/2011 | Present |
I AM CURRENTLY THE PRESIDENT OF GLOBAL FINANCIAL SERVICES, INC.. GLOBAL FINANCIAL SERVICES, INC. I AM ALSO A TRUSTEE OF THE GLOBAL FINANCIAL SERVICES, INC. 401(K) WHICH HAS SIGNIFICANT SECURITIES ACCOUNTS MANAGED BY THE ADVISER FOR THE BENEFIT OF THE PARTICIPANTS IN THE PLAN, INCLUDING MYSELF. IN ADDITION TO MY FUNCTIONS AS AN INVESTMENT ADVISER REPRESENTATIVE WITH GLOBAL FINANCIAL ADVISORS I, LP, I WILL CONTINUE TO SUPERVISE GLOBAL FINANCIAL SERVICES, INC. REAL ESTATE INVESTMENTS AND THE REAL ESTATE INVESTMENTS OF THE 401(K) PLAN, AND ALL OF THEIR ACCOUNTING AND ADMINISTRATIVE FUNCTIONS. I EXPECT TO BE SPENDING APPROXIMATELY 15 HOURS PER WEEK MANAGING GLOBAL FINANCIAL SERVICES, INC. AND THE 401(K) BUSINESS; WHILE I INTEND TO DEDICATE APPROXIMATELY 10 HOURS A WEEK TO THE INVESTMENT ADVISORY FIRM. I AM ALSO A MANAGER AND THE CHIEF FINANCIAL OFFICER OF NATIONAL INDOOR RV CENTERS, A COMPANY IN WHICH GLOBAL FINANCIAL SERVICES, INC. HAS OVER 20% BUT LESS THAN 50% INDIRECT OWNERSHIP. MY RESPONSIBILITIES WITH NATIONAL INDOOR RV CENTER OCCUPY ALL OF THE REMAINING WORK TIME DURING THE WEEK.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-09-18 |
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