Best Investors Account Sign in
Claim This Profile
Current Employers
Global Financial Advisor I, Lp

498 E. State Highway 121, Lewisville, TX 75057 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-01-14
  • TX RA
    APPROVED
    Since 2005-01-14

Branch Locations

498 E. State Highway 121, Lewisville, TX 75057 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial Yes
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Global Financial Services Inc. Plano TX 04/1995 Present
National Indoor Rv Centers, Llc Plano TX 01/2011 Present
  • 04/1995 → Present
    Global Financial Services Inc.
    Plano, TX
  • 01/2011 → Present
    National Indoor Rv Centers, Llc
    Plano, TX
Previous Registrations
Other Businesses

I AM CURRENTLY THE PRESIDENT OF GLOBAL FINANCIAL SERVICES, INC.. GLOBAL FINANCIAL SERVICES, INC. I AM ALSO A TRUSTEE OF THE GLOBAL FINANCIAL SERVICES, INC. 401(K) WHICH HAS SIGNIFICANT SECURITIES ACCOUNTS MANAGED BY THE ADVISER FOR THE BENEFIT OF THE PARTICIPANTS IN THE PLAN, INCLUDING MYSELF. IN ADDITION TO MY FUNCTIONS AS AN INVESTMENT ADVISER REPRESENTATIVE WITH GLOBAL FINANCIAL ADVISORS I, LP, I WILL CONTINUE TO SUPERVISE GLOBAL FINANCIAL SERVICES, INC. REAL ESTATE INVESTMENTS AND THE REAL ESTATE INVESTMENTS OF THE 401(K) PLAN, AND ALL OF THEIR ACCOUNTING AND ADMINISTRATIVE FUNCTIONS. I EXPECT TO BE SPENDING APPROXIMATELY 15 HOURS PER WEEK MANAGING GLOBAL FINANCIAL SERVICES, INC. AND THE 401(K) BUSINESS; WHILE I INTEND TO DEDICATE APPROXIMATELY 10 HOURS A WEEK TO THE INVESTMENT ADVISORY FIRM. I AM ALSO A MANAGER AND THE CHIEF FINANCIAL OFFICER OF NATIONAL INDOOR RV CENTERS, A COMPANY IN WHICH GLOBAL FINANCIAL SERVICES, INC. HAS OVER 20% BUT LESS THAN 50% INDIRECT OWNERSHIP. MY RESPONSIBILITIES WITH NATIONAL INDOOR RV CENTER OCCUPY ALL OF THE REMAINING WORK TIME DURING THE WEEK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-09-18
  • S65 Uniform Investment Adviser Law Examination
    2004-09-18
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Lewisville, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor