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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-10-27 |
Branch Locations
2 Locust Lane Suite 301, Westminster, MD 21157 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Hunt Valley | MD | 04/2010 | Present |
| Kestra Advisory Services, Llc | Arlington | VA | 04/2016 | Present |
| Kestra Investment Services, Llc | Arlington | VA | 08/2015 | Present |
Name: Clear Canyon Holdings, LLC Investment Related: Yes Address: 1935 Brown Rd. Finksburg MD 21048 Nature of Business: Real Estate Title: Sole Member Start Date: 2/24/2017 Hrs/mth: 0% - 10% (0 - 16 hours) Hrs/mth during trading hours: 0% - 10% (0 - 14 hours) Duties: Make decisions on real estate investments. Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 4/4/2016 Hrs/mth: Up to 100% (0 to 160 hours) Hrs/mth during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Chain Bridge Financial Group, LLC Investment Related: Yes Address: 1100 Glebe Rd. Suite 1010 Arlington VI 22201 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Title: Managing Principal Start Date: 11/17/2015 Hrs/mth: 100%+ (More than 160 hours) Hrs/mth during trading hours: 91% - 100% (127 - 140 hours) Duties: Investment advisory and employee benefit consulting.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-13 |
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