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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-08-18 |
| VA | RA | APPROVED | 2017-08-18 |
Branch Locations
701 Town Center Drive Suite 902, Newport News, VA 23606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Newport News | VA | 08/2017 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport News | VA | 07/1994 | 08/2017 |
601294 - Real Estate; Investment Related - Yes; Poquoson, Virginia; Real Estate; Other (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 0; After Business Hours: 4; Hospitality coordinator - non client facing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-12-18 |
| S65 | Uniform Investment Adviser Law Examination | 2000-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-15 |
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