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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2009-01-02 |
Branch Locations
4363 North Ocoee Street Suite 1, Cleveland, TN 37312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Cleveland | TN | 10/1996 | Present |
| Raymond James Financial Services Advisors, Inc | Cleveland | TN | 01/2009 | Present |
1Name of Business : Thomas and Thomas Partners Address: 4363 Ocoee St N Ste 1,Cleveland, TN Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:Yes Start Date: 06/02/1997 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 4 Description of duties: Administrative-- Write checks, payroll, balance check book 2Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 06/02/1997 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 4 Description of duties: Administrative-- Write checks, payroll, balance check book
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-13 |
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