Gregory Jack Baker

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1997-12-15

CA RA
APPROVED

Since 1997-12-15

Branch Locations

500 Cypress St Ste 12, Pismo Beach, CA 93449 • United States

San Luis Obispo, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Pismo Beach	CA	09/2005	03/2020
Ameriprise Financial Services, Llc	Pismo Beach	CA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Pismo Beach, CA
03/2020 → Present

Ameriprise Financial Services, Llc

Pismo Beach, CA

Other Businesses

Board of Directors; Pismo Beach Rotary Club Foundation; Director; c/o Ventana Grill , 2575 Price St, Pismo Beach, CA, 93449; Not Investment-Related; 07/01/2015; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-12-29

S63 Uniform Securities Agent State Law Examination

1995-12-29

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews