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Debra A Galloway

Wells Fargo Clearing Services, LLC

Tampa, FL

Bradenton, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-16
NY RA APPROVED 2022-06-16
  • FL RA
    APPROVED
    Since 2022-06-16
  • NY RA
    APPROVED
    Since 2022-06-16

Branch Locations

4030 W Boy Scout Blvd Ste 150, Tampa, FL 33607 • United States

Bradenton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Tampa FL 10/2015 11/2016
Wells Fargo Clearing Services, Llc Tampa FL 11/2016 12/2020
Wells Fargo Clearing Services, Llc Tampa FL 06/2022 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 01/2021 06/2022
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-28
  • S66 Uniform Combined State Law Examination
    2010-10-28
Other Names
  • Debra Ann Rapoza
  • Debra Ann Chandler
  • Debra Ann Henegar
  • Debra Ann Whiteman
  • Debra Ann Galloway

View on SEC IAPD

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