Brian Chad Wood

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2006 → 12/2022
  Td Ameritrade
  Fort Worth, TX
• 12/2022 → Present
  Charles Schwab And Co., Inc.
  San Diego, CA

Previous Registrations

• 2019-01-04 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Southlake, TX
  San Diego, CA
• 2006-12-11 → 2022-10-14
  Td Ameritrade, Inc.
  Westlake, TX
  Fort Worth, TX
  Fort Worth, TX
  Fort Worth, TX
  Westlake, TX
  Fort Worth, TX
  Omaha, NE
  Westlake, TX
  San Diego, CA
  San Diego, CA
  Carlsbad, CA
• 2006-12-11 → 2019-01-04
  Td Ameritrade Investment Management, Llc
  Fort Worth, TX
• 2000-07-05 → 2003-07-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Westlake Village, CA

Other Businesses

THIS IS A FAMILY LIMITED PARTNERSHIP POSITION: LIMITED PARTNER NATURE: PASSIVE INCOME INVESTMENT RELATED: YES NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2011 ADDRESS: 5809 NUTCRACKER DR, GRANBURY TX 76049 DESCRIPTION: THIS IS A FAMILY LIMITED PARTNERSHIP WHICH WAS SET-UP STRICTLY FOR ESTATE PURPOSES.  THIS IS NOT AN OPERATING BUSINESS.  THIS IS MADE UP OF CD'S WHICH ARE HELD AT FIDELITY. **THIS HAS BEEN APPROVED BY COMPLIANCE AND TDA RECEIVES DUPLICATE STATEMENTS.  THIS ALSO CONTAINS OIL AND GAS MINERAL RIGHTS WHICH ARE LEASED BUT CURRENTLY NOT BEING DRILLED ON.  IT ALSO HOLDS LIFE INSURANCE POLICIES WHICH ARE NON-INCOME PRODUCING.  I AM A 49% LIMITED PARTNER AS IS MY BROTHER.  MY PARENTS ARE BOTH 1% GENERAL PARTNERS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1995-10-13

Designations

• Certified Financial Planner

Other Names

• Chad Wood