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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-04-29
  • TN RA
    APPROVED
    Since 2024-04-29

Branch Locations

Franklin, TN • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritas Life Insurance Corp Lincoln NE 08/2015 06/2017
Database Financial Services, Inc Naples FL 08/2015 10/2017
Financial Independence Distributors, Llc Winter Springs FL 01/2010 10/2017
Ameritas Investment Corp Lincoln NE 10/2015 06/2017
Questar Capital Corporation Minneapolis MN 06/2017 06/2018
Agia Houston TX 12/2022 01/2024
Empower Financial Services, Inc Greenwood Village CO 04/2024 Present
Empower Advisory Group, Llc Greenwood Village CO 04/2024 Present
Valic Financial Advisors, Inc. Orlando FL 12/2018 01/2024
Database Financial Naples FL 07/2018 12/2018
  • 08/2015 → 06/2017
    Ameritas Life Insurance Corp
    Lincoln, NE
  • 08/2015 → 10/2017
    Database Financial Services, Inc
    Naples, FL
  • 01/2010 → 10/2017
    Financial Independence Distributors, Llc
    Winter Springs, FL
  • 10/2015 → 06/2017
    Ameritas Investment Corp
    Lincoln, NE
  • 06/2017 → 06/2018
    Questar Capital Corporation
    Minneapolis, MN
  • 12/2022 → 01/2024
    Agia
    Houston, TX
  • 04/2024 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 04/2024 → Present
    Greenwood Village, CO
  • 12/2018 → 01/2024
    Orlando, FL
  • 07/2018 → 12/2018
    Database Financial
    Naples, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-05-01
S63 Uniform Securities Agent State Law Examination 2018-06-15
  • S65 Uniform Investment Adviser Law Examination
    2021-05-01
  • S63 Uniform Securities Agent State Law Examination
    2018-06-15
Other Names
  • Brian Robert Lauria
  • Brian Lauria

View on SEC IAPD

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