Sean George

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Santa Monica, CA
• 03/2020 → 01/2025
  Ameriprise Financial Services, Llc
  Minneapolis, MN
• 01/2025 → Present
  Equitable
  Santa Monica, CA
• 02/2025 → Present
  Equitable Advisors, Llc
  New York, NY

Previous Registrations

• 2015-08-19 → 2025-01-09
  Ameriprise Financial Services, Llc
  Santa Monica, CA
  Minneapolis, MN
  Santa Monica, CA
• 2013-05-15 → 2015-07-22
  Pruco Securities, Llc.
  Santa Monica, CA
  Liberty Township, OH
  Gainesville, GA
• 2009-11-13 → 2011-07-14
  New England Securities
  Houston, TX
• 2004-09-02 → 2009-10-20
  Msi Financial Services, Inc.
  Milwaukee, WI
  Milwaukee, WI
• 2001-11-08 → 2003-01-09
  Strong Capital Management Inc
  Menomonee Falls, WI

Other Businesses

1) Brahma Group LLC - title of residential property. Owner.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-10-04
• S63 Uniform Securities Agent State Law Examination
  1997-01-31

Other Names

• Sean P George
• Sean Patrick George