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Henderson, NV • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2020-12-21 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| South Cove Financial, Llc | Federal Way | WA | 04/2019 | Present |
| Proequities, Inc | Federal Way | WA | 05/2010 | 03/2019 |
INSURANCE SALES POSITION: Agent NATURE: Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 86 SECURITIES TRADING HOURS: 40 START DATE: 04/01/2015 ADDRESS: 33400 8th Ave S, Suite #132, Olympia WA 98501 DESCRIPTION: Sales of insurance products. All Non-Var. FRUTCHEY & CO. LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/25/2008 ADDRESS: See 1.1.1, See 1.1.1, See 1.1.1 WA 98003, United States DESCRIPTION: LLC for tax purposes. No advertising or listing to the public.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-15 |
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