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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-27
  • TX RA
    APPROVED
    Since 2022-01-27

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

5055 Edwards Ranch Rd, Fort Worth, TX 76109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost Brokerage Services Fort Worth TX 01/2006 Present
Frost Investment Services Fort Worth TX 01/2017 Present
Frost Bank Fort Worth TX 03/2017 08/2019
  • 01/2006 → Present
    Frost Brokerage Services
    Fort Worth, TX
  • 01/2017 → Present
    Fort Worth, TX
  • 03/2017 → 08/2019
    Frost Bank
    Fort Worth, TX
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-20
S63 Uniform Securities Agent State Law Examination 2000-10-25
  • S65 Uniform Investment Adviser Law Examination
    2018-02-20
  • S63 Uniform Securities Agent State Law Examination
    2000-10-25
Other Names
  • Karen Mcdonald

View on SEC IAPD

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