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Chris A Hughes

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Clearwater, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-07-01
FL RA APPROVED 1995-04-18
  • TX RA
    APPROVED_RES
    Since 2010-07-01
  • FL RA
    APPROVED
    Since 1995-04-18

Branch Locations

26301 Us Highway 19 N, Clearwater, FL 33761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America,N.A. Clearwater FL 06/2011 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 02/1995 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-12
S63 Uniform Securities Agent State Law Examination 1995-04-25
  • S65 Uniform Investment Adviser Law Examination
    1995-05-12
  • S63 Uniform Securities Agent State Law Examination
    1995-04-25
Other Names
  • Christopher A Hughes
  • Christopher Allen Hughes
  • Chris Allen Hughes

View on SEC IAPD

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PFS INVESTMENTS INC. · CLEARWATER, FL
PFS INVESTMENTS INC. · CLEARWATER, FL
PFS INVESTMENTS INC. · CLEARWATER , FL
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BEDINGHAUS FINANCIAL GROUP, INC · CLEARWATER, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Clearwater, FL
EDWARD JONES · CLEARWATER, FL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · CLEARWATER, FL

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