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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-12-06 |
| PA | RA | APPROVED | 2022-11-18 |
Branch Locations
682 Philadelphia St, Indiana, PA 15701 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Greenbelt | MD | 10/1980 | 04/2022 |
| Computershare | Denver | CO | 05/2022 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Inc | Pittsburgh | PA | 09/2022 | Present |
Name of the other business : Mary Maurantonio Whether the business is investment-related: No she is not a client Address of the other business: 10 Cornerwood Court Gaithersburg, MD 20878 Nature of the other business: POA/ADMINISTRATOR FOR MY AUNT Your position: POA/ADMINISTRATOR Title, or relationship with the other business: Aunt/Niece Start date of your relationship : 8/29/2018 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote/month to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: None currently - she is still alive. Upon her passing I will distribute her Estate.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-04-17 |
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