Lee Ann Hart

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1980 → 04/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Greenbelt, MD
• 05/2022 → 09/2022
  Computershare
  Denver, CO
• 09/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Inc
  Pittsburgh, PA

Previous Registrations

• 1995-11-02 → 2022-04-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Columbia, MD
  Annapolis, MD
  Annapolis, MD
  Annapolis, MD

Other Businesses

Name of the other business : Mary Maurantonio Whether the business is investment-related: No she is not a client Address of the other business: 10 Cornerwood Court Gaithersburg, MD 20878 Nature of the other business: POA/ADMINISTRATOR FOR MY AUNT Your position: POA/ADMINISTRATOR Title, or relationship with the other business: Aunt/Niece Start date of your relationship : 8/29/2018 Approximate number of hours/month you devote to the other business: 0 Number of hours you devote/month to the other business during securities trading hours: 0 Briefly describe your duties relating to the other business: None currently - she is still alive. Upon her passing I will distribute her Estate.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-09-28
• S63 Uniform Securities Agent State Law Examination
  1995-04-17

Other Names

• Lee A Hart
• Lee Ann Hart
• Lee Ann Keyser
• Lee Ann Hart Keyser
• Lee Ann Keyser
• Lee A Hart Keyser
• Lee Hart Keyser
• Lee A Keyser
• Lee Ann Hart Keyser