Amy Elizabeth Swanson

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1995 → 10/2019
  Charles Schwab & Co Inc.
  Lone Tree, CO
• 10/2019 → 03/2020
  Dr. Heidi Oster
  Lone Tree, CO
• 03/2022 → Present
  Charles Schwab & Co., Inc.
  Lone Tree, CO
• 11/2023 → Present
  Charles Schwab Premier Bank, Ssb
  Lone Tree, CO
• 11/2023 → Present
  Charles Schwab Trust Bank, Ssb
  Lone Tree, CO
• 06/2019 → 10/2019
  Charles Schwab Bank
  Lone Tree, CO
• 04/2020 → 02/2022
  Raymond James & Associates
  Denver, CO
• 03/2022 → 12/2023
  Schwab Private Client Investment Advisory, Inc.
  Lone Tree, CO
• 11/2023 → Present
  Charles Schwab Bank, Ssb
  Lone Tree, CO

Previous Registrations

• 2022-05-03 → 2023-12-26
  Schwab Wealth Advisory, Inc.
  Lone Tree, CO
• 2020-04-14 → 2022-03-25
  Raymond James & Associates, Inc.
  St. Petersburg, FL
  Denver, CO
• 2008-01-28 → 2019-10-11
  Charles Schwab & Co., Inc.
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Englewood, CO
  Denver, CO
  Englewood, CO
  Denver, CO
  Englewood, CO
  Lone Tree, CO
  Lone Tree, CO

Other Businesses

1) Dancing Kids Fundraising | Investment Related:No|Food/Beverage Production|Server|5/16/2022|Less than 20|0|This organization provides opportunities to sign up for sporting events and concerts where you would serve food and beverages to patrons. All the funds goes towards your child's dance expenses and tuition. , 2) Insights Center | Investment Related:No|345 Inverness Dr S #A110|Englewood|CO|80112|US|Other|survey taker|11/17/2023|Less than 20|0|I would participate in 15-minute surveys that would ask for my input on new food products and I would be compensated for my time and opinions. , 3) Swimply | Investment Related:No|Rental Services (Other than Real Estate)|Pool Host|6/17/2025|Less than 20|0|Rent out our pool for owners with dogs who like to swim, 4) Snifspot | Investment Related:No|Rental Services (Other than Real Estate)|Pool Owner|6/19/2025|Less than 20|0|Renting out our pool to dog owners who want to swim with their dogs privately

Exams

• S66 Uniform Combined State Law Examination
  2008-01-26
• S63 Uniform Securities Agent State Law Examination
  1995-12-08

Other Names

• Amy Elizabeth Lange
• Amy E. Swanson
• Amy Swanson
• Amy E. Lange
• Amy E Swanson