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Doris Jean Roberts

Ch Douglas & Gray Wealth Management

Indianapolis, IN

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Current Employers
Ch Douglas & Gray Wealth Management

7040 N College Ave, Indianapolis, IN 46220-1073 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2011-05-20
  • IN RA
    APPROVED
    Since 2011-05-20

Branch Locations

7040 N College Ave, Indianapolis, IN 46220-1073 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Red Wing Capital Indianapolis IN 11/2010 Present
  • 11/2010 → Present
    Red Wing Capital
    Indianapolis, IN
Previous Registrations
  • 2009-10-06 → 2010-04-01
    New England Securities
    Indianapolis, IN
Other Businesses

CR Williams Merriville, IN Auditor 40 hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-18
S65 Uniform Investment Adviser Law Examination 1997-12-30
S63 Uniform Securities Agent State Law Examination 1995-07-20
  • S66 Uniform Combined State Law Examination
    2009-09-18
  • S65 Uniform Investment Adviser Law Examination
    1997-12-30
  • S63 Uniform Securities Agent State Law Examination
    1995-07-20
Other Names
  • Doris Jean Roberts - Everett
  • Doris Jean Roberts - Piggee

View on SEC IAPD

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