Julie Adele Graham

Employer firm

Wealthspire Retirement Advisory CRD 121254

$38.6B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
RESEARCH/VENDOR REPORTS ON 401(K) PLANS / DILIGENCE ON INVESTMENT LINEUPS

From the firm’s Form ADV. Read the guides:

Current Employers

Wealthspire Retirement Advisory

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-09-15
CA	RA	APPROVED	2004-02-24

CO RA
APPROVED

Since 2025-09-15
CA RA
APPROVED

Since 2004-02-24

Branch Locations

Austin, TX • United States

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nfp Retirement, Inc.	Aliso Viejo	CA	08/2001	10/2025
Nfp Advisor Services, Llc.	Austin	TX	07/2014	03/2017
Wealthspire Retirement Advisory	Aliso Viejo	CA	10/2025	Present

08/2001 → 10/2025

Nfp Retirement, Inc.

Aliso Viejo, CA
07/2014 → 03/2017

Nfp Advisor Services, Llc.

Austin, TX
10/2025 → Present

Wealthspire Retirement Advisory

Aliso Viejo, CA

Other Businesses

South Texas Symphony Orchestra, address P.O. Box 791734 San Antonio, TX 78279; a NON-Investment related nonprofit entity, Position held as a Board Member, 0 hours per month none during trading, hours start date 01-04-2021.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-29
S63	Uniform Securities Agent State Law Examination	1995-01-09

S65 Uniform Investment Adviser Law Examination

1999-11-29
S63 Uniform Securities Agent State Law Examination

1995-01-09

Other Names

Julie Adele Ward

View on SEC IAPD