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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-01-13 |
| CT | RA | APPROVED | 2017-05-16 |
Branch Locations
500 Campus Dr, Florham Park, NJ 07932 • United States
620 S Tryon St, Charlotte, NC 28255 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonfund Securities, Inc. | Wilton | CT | 10/2003 | 01/2017 |
| Bank Of America, N.A. | New York | NY | 01/2017 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 01/2017 | Present |
I*102027 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FLOYD HALL ARENA INVESTMENT RELATED: N ADDRESS OF BUSINESS: LITTLE FALLS, NEW JERSEY 7044 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, ICE HOCKEY INSTRUCTOR START DATE OF RELATIONSHIP: 1/13/2017 NUMBER OF HOURS DEVOTED: 25 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HELP OUT THE HOCKEY DIRECTOR WITH YOUTH ICE HOCKEY CLINICS. I*137555 For profit or not for profit: Non-Profit Organization Name of outside business organization: Montclair Hockey Club Inc Investment related: N Address of business: PO Box 43302, Montclair NJ, New Jersey 7044 Nature of business: Charitable Organization, Compensation for Activity: Y Position, title, association: Other, Head hockey coach for Peewee Ice Hockey Team Start date of relationship: 4/21/2021 Number of hours devoted: 100 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: I will be a hockey coach for my son's peewee Hockey Team
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-19 |
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