Rochelle Lynn Hernandez

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2021 → 06/2023
  Ubs Financial Services
  Houston, TX
• 12/2021 → 06/2023
  Sas Retail Services Llc
  Orange, CA
• 05/2024 → Present
  Morgan Stanley
  The Woodlands, TX
• 12/2008 → 01/2020
  Ubs Financial Services Inc
  Houston, TX
• 02/2020 → 01/2021
  Usca Securities Llc
  Houston, TX
• 05/2023 → 06/2023
  Accelerate 36
  Smyrna, GA
• 04/2023 → 06/2023
  Doordash
  San Fransisco, CA
• 10/2022 → 12/2022
  Bath & Body Works, Llc
  Reynoldsburg, OH
• 06/2023 → 04/2024
  Edward Jones
  St Louis, MO

Previous Registrations

• 2023-06-12 → 2024-04-18
  Edward Jones
  St Louis, MO
  Houston, TX
  St. Louis, MO
• 2021-02-01 → 2023-06-12
  Ubs Financial Services Inc.
  Houston, TX
  Weehawken, NJ
• 2020-02-26 → 2021-01-19
  Usca Ria Llc
  Houston, TX
• 2010-12-03 → 2020-02-10
  Ubs Financial Services Inc.
  Houston, TX
  Houston, TX
• 2007-02-16 → 2008-12-31
  Ubs Financial Services Inc.
  Houston, TX
• 1998-11-18 → 2005-02-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX

Other Businesses

- Doordash - NOT Investment Related - Address: 303 2nd Street Suite 800. San Francisco, CA 94107 - Nature Of Business: Delivery Service - My Position: Part Time Delivery Driver - Relationship with DoorDash: Contract Part-Time Employee - Start Date: May 2023 - Approximate Number Of Hours devoted to this Role around 6 Hours Monthly on the weekends only. - Duties relating to this Role is Part Time Delivery Driver *613358- SRS Strategic Retail Solutions; Investment related: No; Milford, Ohio; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); 10/2024; During business hours: 0; After business hours: 10; Labor/Service

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-30
• S63 Uniform Securities Agent State Law Examination
  1998-09-29

Other Names

• Rochelle Lynn Groom
• Rochelle Lynn Hernandez
• Rochelle L Hernandez
• Rochelle Lynn Hernandez
• Rochelle Hernandez