Bradley Carl Tham

Employer firm

Invesco Advisers, Inc. CRD 105360

$750B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
IA TO CANADIAN REGISTERED MUTUAL FUNDS; PORTFOLIO MANAGEMENT FOR PRIVATE FUNDS

From the firm’s Form ADV. Read the guides:

Current Employers

Invesco Advisers, Inc.

1331 Spring Street Nw Suite 2500, Atlanta, GA 30309 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-08-27

TX RA
APPROVED_RES

Since 2013-08-27

Branch Locations

101 California St. Suite 1800, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Invesco Distributors, Inc.	San Francisco	CA	12/2007	Present

12/2007 → Present

Invesco Distributors, Inc.

San Francisco, CA

Other Businesses

(1)VACATION HOME/RENTAL; NOT INVESTMENT RELATED;1871 E. NAPA STREET, SONOMA, CA 95476; RENTAL PROPERTY; OWNER; START:01/2000; 2 HRS/MO NOT DURING TRADING HOURS; MAINTAIN THE RENTAL PROPERTY. (2) JOE'S WESTSIDE, LP; NOT INVESTMENT RELATED; 1606 STOCKTON STREET SUITE 200, SAN FRANCISCO CA 94133; RESTAURANT; LIMITED PARTNER; START: 09/2014; NONE ; LIMITED PARTNER IN THE RESTAURANT AND NO ACTIVE ROLE OTHER THAN AN INVESTOR. (3) RENTAL PROPERTY; NOT INVESTMENT RELATED; 1391 BROADWAY, MILLBRAE, CA 94030, USA; RENTAL PROPERTY; OWNER; START: 08/2022; NONE; RENTAL PROPERTY MANAGEMENT/OWNERSHIP.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-07-02
S65	Uniform Investment Adviser Law Examination	1994-07-06

S63 Uniform Securities Agent State Law Examination

2001-07-02
S65 Uniform Investment Adviser Law Examination

1994-07-06

View on SEC IAPD