Michelle A Lee

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 12/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
• 11/2014 → 12/2019
  Bank Of America, N.A.
  Beverly Hills, CA
• 11/2021 → 03/2022
  Ameriprise Financial Services, Llc
  Woodland Hills, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Hollywood, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Hollywood, CA
• 04/2022 → 06/2024
  Securities America Advisors
  Hollywood, CA
• 01/2020 → 10/2021
  Unemployed
  La Crescenta, CA
• 03/2022 → 06/2024
  Securities America, Inc.
  Hollywood, CA

Previous Registrations

• 2022-04-20 → 2024-06-14
  Securities America Advisors, Inc.
  Hollywood, CA
• 2021-12-06 → 2022-03-10
  Ameriprise Financial Services, Llc
  Woodland Hills, CA
• 2013-04-29 → 2020-01-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
  Los Angeles, CA
  Los Angeles, CA
  Los Angeles, CA
• 1999-11-22 → 2013-04-09
  Ameriprise Financial Services, Llc
  Los Angeles, CA
  Los Angeles, CA
  Long Beach, CA

Other Businesses

SEACRET POSITION: AGENT NATURE: SELLING SKINCARE PRODUCTS. CURRENTLY NOT ACTIVELY SELLING SKINCARE PRODUCTS. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2008 ADDRESS: 3041 Hermosa Avenue, Glendale CA 91214, United States IHSS POSITION: ELDERLY CARE NATURE: IHSS - IN HOME SUPPORTIVE SERVICES FOR MY ELDERLY MOTHER. INVESTMENT RELATED: No NUMBER OF HOURS: 76 SECURITIES TRADING HOURS: 0 START DATE: 12/16/2019 ADDRESS: 3041 Hermosa Avenue, Glendale CA 91214, United States FIRST ENTERTAINMENT CREDIT UNION POSITION: Financial Advisor NATURE: Employee of First Entertainment Credit Unkon INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 03/21/2022 ADDRESS: 6735 FOREST LAWN DRIVE, HOLLYWOOD CA 90068, United States DESCRIPTION: meeting clients, assist investment inquiries, reveiw accounts.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-10-29
• S63 Uniform Securities Agent State Law Examination
  1999-10-15

Other Names

• Michelle Lee
• Michelle Anne Lee