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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-31 |
Branch Locations
1935 East Battlefield Rd Suite C, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Springfield | MO | 02/1995 | Present |
1. 14th Addition HOA; NIXA MO 65714; Home Owners Association; Board Member; Check Signer; affiliation started 11/10/2015; 1 hour per month; not during securities trading hours; not investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-08-10 |
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