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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-08-25
OH RA APPROVED 1999-09-12
  • TX RA
    APPROVED_RES
    Since 2010-08-25
  • OH RA
    APPROVED
    Since 1999-09-12

Branch Locations

1925 Newark Granville Rd, Granville, OH 43023 • United States

Granville, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Granville OH 09/2005 03/2020
Ameriprise Financial Services, Llc Granville OH 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 1925 Newark-Granville Road, , Granville, OH, 43023; Not Investment-Related; 01/01/1998 / Commercial; 1923 Newark-Granville Road, , Granville, OH, 43023; Not Investment-Related; 01/01/2002. Business Ownership; Mai Chau Real Estate, LLC; I am a 33.33% owner in the business. I am not involved in day to day operations but I am involved in major decision making in respect to the business overall.; This LLC will be a holding company that will purchase property for the Mai Chau Restaurant, LLC.; 133 N. Prospect Street, , Granville, OH, 43023; Investment-Related; 12/28/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Mai Chau Restaurant Group, LLC; I am a 33.33% owner it this business. I am not involved in day to day operations but I am involved in major decision making for the direction of the business; Restaurant/Brewpub; 133 N. Prospect Street, , Granville, OH, 43023; Not Investment-Related; 11/12/2015; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-10-10
  • S63 Uniform Securities Agent State Law Examination
    1995-10-10

View on SEC IAPD

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