David Matuga

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2024-01-10
MN	RA	APPROVED	2017-11-09

NC RA
APPROVED

Since 2024-01-10
MN RA
APPROVED

Since 2017-11-09

Branch Locations

753 Ameriprise Financial Ctr, Minneapolis, MN 55474-0007 • United States

Charlotte, NC • United States

300 S Tryon St, Charlotte, NC 28202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial	Minneapolis	MN	08/2016	04/2022
Ameriprise Financial	Minneapolis	MN	04/2016	04/2022
Ameriprise Financial	Minneapolis	MN	04/2022	04/2022
Ameriprise Financial Services, Llc	Minneapolis	MN	03/2020	03/2020
Ameriprise Financial Services, Llc.	Minneapolis	MN	04/2022	Present

08/2016 → 04/2022

Ameriprise Financial

Minneapolis, MN
04/2016 → 04/2022

Ameriprise Financial

Minneapolis, MN
04/2022 → 04/2022

Ameriprise Financial

Minneapolis, MN
03/2020 → 03/2020

Ameriprise Financial Services, Llc

Minneapolis, MN
04/2022 → Present

Ameriprise Financial Services, Llc.

Minneapolis, MN

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-21
S63	Uniform Securities Agent State Law Examination	2017-04-11

S66 Uniform Combined State Law Examination

2017-09-21
S63 Uniform Securities Agent State Law Examination

2017-04-11

Other Names

David Joseph Aloysius Matuga
David Matuga
David Joseph Aloysius Matuga